Capital market and stock exchange law

The capital market is subject to constant change from both an economic and a legal point of view. It is therefore important to have a good grasp of the current situation whenever you make capital market based decisions. We are here to help you make and implement those decisions. For years, international issuers and investors have relied on our experts’ vast experience and comprehensive know-how in the field of capital market and stock exchange law.

Our areas of expertise

  • Advice for start-ups with regard to financing via the capital market as well as admission to trading on the regulated market and on the third market

  • Capital market coach: Support for small and medium-sized companies during approval processes and during an existing listing (e.g. in “direct market plus”)

  • Advice on issues pertaining to listing and delisting

  • Advice on compliance with follow-up obligations under stock exchange law (reporting obligations, insider issues, and notifications relating to shareholdings)

  • Advice on issues pertaining to takeover law (structuring of takeover bids, drafting of offer documents, advice on shareholder agreements)

  • Support in drafting the documentation for financial instruments such as shares and bonds (prospectuses, bond terms and conditions)

  • Representation before authorities (Financial Market Authority, Takeover Commission, Vienna Stock Exchange)

Your expert

Dr.

He advises domestic and international companies, corporations, and banks in the following practice areas: